Financial Conduct Authority Enforcement for Finance Crimes

Betty Q. Hixson

EXECUTIVE SUMMARY As the Financial Conduct Authority (FCA) attempted to mitigate the effect of COVID-19 on consumers and the market, enforcement investigations and action slowed.  2021 saw a pledge from the FCA to become more “forward-looking” and “proactive,” coupled with a resurgence in enforcement capacity and activity.  In 2022, firms […]