In this Labor Law Insider podcast episode, Tom Godar is joined by Husch Blackwell attorney Sonni Nolan and firm alum Kat Pearlstone, as they conclude their exploration on protection of employees’ speech under the National Labor Relations Act (NLRA). In episode #9, the first in this series, the Labor Law […]
Insider
Security-Based Swaps, Insider Trading and More
SEC Approves Proposal to Apply FINRA Rules to Security-Based Swaps The SEC approved a FINRA proposal to address the application of FINRA rules to security-based swaps (“SBS”). As previously covered, the proposal amends FINRA Rules 0180 (“Application of Rules to Security-Based Swaps”), 4120 (“Regulatory Notification and Business Curtailment”), 4210 (“Margin Requirements”), 4220 (“Daily Record of Required Margin”), 4240 (“Margin Requirements for Credit Default […]